Audit 123 Level 1 - Workbook

The workbook can be used to conduct internal audits, gap analysis, external audits or to provide a route map to conformity with ISO 9001, covering clauses like Leadership, Planning, Operational processes and Performance evaluation.

The workbook provides an assessment of the policy and processes that are in place to determine if they conform to ISO 9001 requirements for a quality management system.

By recording findings, nonconformities and actions, the workbook confirms the extent to which the management system conforms with the ISO 9001 standard and the degree of success in implementing the system.

This workbook is supported by the corresponding Audit 123 Level 1 – ISO 9001 – Guidance and comprises 76 pages, in full colour.

Chapter 1 – Introduction – page 3

• Copyright
• The Author – ACT
• Overview of ISO 9001
• Audit 123 – Audit system outline

Chapter 2 – Working Documentation – page 9

• Geographical Area of Audit
• Locations/activities
• Area of Responsibility

Chapter 3 – Audit Documentation – page 13

• Clause 4 – Context of the organization page 13
• Clause 5 – Leadership page 21
• Clause 6 – Planning page 29
• Clause 7 – Support page 37
• Clause 8 – Operation page 45
• Clause 9 – Performance evaluation page 53
• Clause 10 – Improvement page 61

Chapter 4 – Summary Report Documentation page 69

• Overall Conformity – Single Location/Whole Organisation
• Overall Conformity – Multiple Location
• Executive Summary

Chapter 5 – Getting the most from your audit – page 74

• Versatility of Audit 123
• Other Audit 123 Checklists – workbooks and Guidance
• Confidence from Competence